State-space modeling and estimation for multivariate brain signals

Brain signals are derived from underlying dynamic processes and interactions between populations of neurons in the brain. These signals are typically measured from distinct regions, in the forms of multivariate time series signals and exhibit non-stationarity. To analyze these multi-dimensional data...

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Main Author: Samdin, Siti Balqis
Format: Thesis
Language:English
Published: 2017
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Online Access:http://eprints.utm.my/id/eprint/79529/1/SitiBalqisSamdinPFBME2017.pdf
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spelling my-utm-ep.795292018-10-31T12:54:44Z State-space modeling and estimation for multivariate brain signals 2017 Samdin, Siti Balqis QH Natural history Brain signals are derived from underlying dynamic processes and interactions between populations of neurons in the brain. These signals are typically measured from distinct regions, in the forms of multivariate time series signals and exhibit non-stationarity. To analyze these multi-dimensional data with the latent dynamics, efficient statistical methods are needed. Conventional analyses of brain signals use stationary techniques and focus on analyzing a single dimensional signal, without taking into consideration the coherence between signals. Other conventional model is the discrete-state hidden Markov model (HMM) where the evolution of hidden states is characterized by a discrete Markov chain. These limitations can be overcome by modeling the signals using state-space model (SSM), that model the signals continuously and further estimate the interdependence between the brain signals. This thesis developed SSM based formulations for autoregressive models to estimate the underlying dynamics of brain activity based on measured signals from different regions. The hidden state and model estimations were performed by Kalman filter and maximum likelihood estimation based on the expectation maximization (EM) algorithm. Adaptive dynamic model time-varying autoregressive (TV-AR) was formulated into SSM, for the application of multi-channel electroencephalography (EEG) classification, where accuracy obtained was better than the conventional HMM. This research generalized the TV-AR to multivariate model to capture the dynamic integration of brain signals. Dynamic multivariate time-varying vector autoregressive (TV-VAR) model was used to investigate the dynamics of causal effects of one region has on another, which is known as effective connectivity. This model was applied to motor-imagery EEG and motortask functional magnetic resonance imaging (fMRI) data, where the results showed that the effective connectivity changes over time. These changing connectivity structures were found to reflect the behavior of underlying brain states. To detect the state-related change of brain activities based on effective connectivity, this thesis further developed a novel unified framework based on the switching vector autoregressive (SVAR) model. The framework was applied to simulation signals, epileptic EEG and motor-task fMRI. The results showed that the novel framework is able to simultaneously capture both slow and abrupt changes of effective connectivity according to the brain states. In conclusion, the developed SSM based approaches were effective for modeling the nonstationarity and connectivity in brain signals. 2017 Thesis http://eprints.utm.my/id/eprint/79529/ http://eprints.utm.my/id/eprint/79529/1/SitiBalqisSamdinPFBME2017.pdf application/pdf en public phd doctoral Universiti Teknologi Malaysia, Faculty of Biosciences and Medical Engineering Faculty of Biosciences and Medical Engineering
institution Universiti Teknologi Malaysia
collection UTM Institutional Repository
language English
topic QH Natural history
spellingShingle QH Natural history
Samdin, Siti Balqis
State-space modeling and estimation for multivariate brain signals
description Brain signals are derived from underlying dynamic processes and interactions between populations of neurons in the brain. These signals are typically measured from distinct regions, in the forms of multivariate time series signals and exhibit non-stationarity. To analyze these multi-dimensional data with the latent dynamics, efficient statistical methods are needed. Conventional analyses of brain signals use stationary techniques and focus on analyzing a single dimensional signal, without taking into consideration the coherence between signals. Other conventional model is the discrete-state hidden Markov model (HMM) where the evolution of hidden states is characterized by a discrete Markov chain. These limitations can be overcome by modeling the signals using state-space model (SSM), that model the signals continuously and further estimate the interdependence between the brain signals. This thesis developed SSM based formulations for autoregressive models to estimate the underlying dynamics of brain activity based on measured signals from different regions. The hidden state and model estimations were performed by Kalman filter and maximum likelihood estimation based on the expectation maximization (EM) algorithm. Adaptive dynamic model time-varying autoregressive (TV-AR) was formulated into SSM, for the application of multi-channel electroencephalography (EEG) classification, where accuracy obtained was better than the conventional HMM. This research generalized the TV-AR to multivariate model to capture the dynamic integration of brain signals. Dynamic multivariate time-varying vector autoregressive (TV-VAR) model was used to investigate the dynamics of causal effects of one region has on another, which is known as effective connectivity. This model was applied to motor-imagery EEG and motortask functional magnetic resonance imaging (fMRI) data, where the results showed that the effective connectivity changes over time. These changing connectivity structures were found to reflect the behavior of underlying brain states. To detect the state-related change of brain activities based on effective connectivity, this thesis further developed a novel unified framework based on the switching vector autoregressive (SVAR) model. The framework was applied to simulation signals, epileptic EEG and motor-task fMRI. The results showed that the novel framework is able to simultaneously capture both slow and abrupt changes of effective connectivity according to the brain states. In conclusion, the developed SSM based approaches were effective for modeling the nonstationarity and connectivity in brain signals.
format Thesis
qualification_name Doctor of Philosophy (PhD.)
qualification_level Doctorate
author Samdin, Siti Balqis
author_facet Samdin, Siti Balqis
author_sort Samdin, Siti Balqis
title State-space modeling and estimation for multivariate brain signals
title_short State-space modeling and estimation for multivariate brain signals
title_full State-space modeling and estimation for multivariate brain signals
title_fullStr State-space modeling and estimation for multivariate brain signals
title_full_unstemmed State-space modeling and estimation for multivariate brain signals
title_sort state-space modeling and estimation for multivariate brain signals
granting_institution Universiti Teknologi Malaysia, Faculty of Biosciences and Medical Engineering
granting_department Faculty of Biosciences and Medical Engineering
publishDate 2017
url http://eprints.utm.my/id/eprint/79529/1/SitiBalqisSamdinPFBME2017.pdf
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